Cascade Microtech Inc.
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(Name of Issuer)
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Common Stock, $0.01 par value per share
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(Title of Class of Securities)
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147322101
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(CUSIP Number)
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November 8, 2011
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(Date of Event That Requires Filing of This Statement)
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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
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CUSIP No. 147322101
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(1)
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
James Alpha Small Cap Master Fund, L.P.
(I.R.S. Identification No.: 20-4721688
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(2)
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions):
(a) ¨
(b) ¨
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(3)
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SEC USE ONLY
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(4)
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CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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(5)
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SOLE VOTING POWER 0
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(6)
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SHARED VOTING POWER 0
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(7)
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SOLE DISPOSITIVE POWER 0
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(8)
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SHARED DISPOSITIVE POWER 0
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(9)
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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(10)
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES ¨
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(11)
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0%
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(12)
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TYPE OF REPORTING PERSON
PN
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CUSIP No. 147322101
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(1)
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
James Alpha, LLC
(I.R.S. Identification No.: 20-4721686)
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(2)
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions):
(a) ¨
(b) ¨
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(3)
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SEC USE ONLY
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(4)
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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(5)
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SOLE VOTING POWER 0
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(6)
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SHARED VOTING POWER 0
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(7)
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SOLE DISPOSITIVE POWER 0
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(8)
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SHARED DISPOSITIVE POWER 0
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(9)
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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|||||
(10)
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES ¨
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|||||
(11)
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0%
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(12)
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TYPE OF REPORTING PERSON
OO
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CUSIP No. 147322101
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||||||
(1)
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
James Alpha Management I, L.P.
(I.R.S. Identification No.: 61-1586306)
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(2)
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(a) ¨
(b) ¨
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(3)
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SEC USE ONLY
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(4)
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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(5)
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SOLE VOTING POWER 0
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(6)
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SHARED VOTING POWER 0
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(7)
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SOLE DISPOSITIVE POWER 0
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(8)
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SHARED DISPOSITIVE POWER 0
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(9)
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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|||||
(10)
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES ¨
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|||||
(11)
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0%
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|||||
(12)
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TYPE OF REPORTING PERSON
PN
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CUSIP No. 147322101
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||||||
(1)
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Kevin R. Greene
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(2)
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions):
(a) ¨
(b) ¨
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(3)
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SEC USE ONLY
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(4)
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CITIZENSHIP OR PLACE OF ORGANIZATION
USA
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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(5)
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SOLE VOTING POWER 0
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(6)
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SHARED VOTING POWER 0
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|||||
(7)
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SOLE DISPOSITIVE POWER 0
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(8)
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SHARED DISPOSITIVE POWER 0
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(9)
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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|||||
(10)
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES ¨
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|||||
(11)
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0%
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(12)
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TYPE OF REPORTING PERSON
IN
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Cascade Microtech Inc.
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2430 N.W. 206th Avenue, Beaverton, OR 97006
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The names of the persons filing this statement on Schedule 13G are (collectively, the “Reporting Persons”):
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James Alpha Small Cap Master Fund, L.P. (“Master Fund”)
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James Alpha, LLC (“JA”)
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James Alpha Management I, L.P. (“JAM”)
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Kevin R. Greene (“KG”)
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Please see Schedule A for further information about the Reporting Persons.
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MasterFund
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Cayman Islands
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JA
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Delaware
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JAM
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Delaware
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KG
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USA
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Common Stock, $0.01 par value per share
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14732101
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Master Fund
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JA
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JAM
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KG
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(a)
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Beneficial Ownership
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-0-
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-0-
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-0-
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-0
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(b)
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Percentage of Class
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0.0%
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0.0%
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0.0%
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0.0%
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(c)
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Sole Voting Power
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-0-
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-0-
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-0-
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-0-
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Shared Voting Power
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-0-
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-0-
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-0-
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-0-
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Sole Dispositive Power
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-0-
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-0-
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-0-
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-0-
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Shared Dispositive Power
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-0-
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-0-
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-0-
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-0-
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Not applicable
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Not applicable
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Not applicable
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